Compliance Monitoring and Testing - Global Markets

We are partnering with a global investment bank who's keen to expand their compliance assurance (monitoring and testing) team in Hong Kong. This position will covering a broad range of compliance control, governance, monitoring and testing for APAC region.

Ashford Benjamin Ltd - Hong Kong - Full time

Salary: Competitive

Responsibilities:

  • Design and deliver compliance assurance, monitoring and testing reviews across APAC region
  • Participate in compliance control program including KRI, KPI, RCSA, etc
  • Provide guideline and governance of assurance activities, coordinate and facilitate on-going framework development
  • Provide cultural leadership to enhance compliance awareness
  • Deliver compliance assurance report to APAC and Global managements

 

Requirements:

  • Not less than 7 years of experience in compliance assurance/ compliance monitoring and testing/ compliance and risk audit function
  • Familiar with global markets, APAC regulatory framework and best excution  

 

Apply
20311753

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