Investment Dealing & Servicing Officer - Global Private Bank(HK SI 1,7,8 required)

Our client is a stable and well-established regional private bank in Hong Kong. They are currently looking for an Investment Dealing & Servicing Officer (No shift required) to expand their Operations capacity in Hong Kong.

IGNITE RECRUITMENT HONG KONG LIMITED - Hong Kong - Full time

Salary: HK$24k - HK$28k

 

Responsibilities

 

  • Working along with Private Banking Relationship Manager & Investment Product Specialist to manage & process investment trade orders in accordance with with the regulatory requirements
  • Manage & update the execution desks record to maintain an accurate record of clients investment orders including fixed income, credit securities & equities
  • Maintain trade book, product inventory and database accuracy
  • Keep abreast with the global financial market and work together with Investment Councilor/ Relationship Manager to update client on relevant market updates
  • Forward investment dealing documents to operation department for processing before cut-off time and follow up on any trade discrepancies  
  • Collaborate with treasury functions on clients securities funding instructions
  • Support efficiency enhancement projects such as process automation
  • Coordinate with the team to provide MIS reports to management as required
  • Work as a team to ensure all trading activities are performed in accordance with the banks policies, approved limited and regulatory requirements

 

Requirements

 

  • Degree or above in finance or business-related discipline
  • Possess HKSI paper 1,7,8 certification (HKSI 7,8 can be wavied by relevant university degree) is a MUST
  • 1-3 years of Banking or Financial Services Investment Services/ Trade Processing/ Dealings/ Operation experience
  • Prior knowledge/ experience in investment dealing & execution on equities, fixed income products & credit securities product would be highly preferable
  • Excellent in oral and written communication skills in English
  • Good customer services experience
  • Candidate from Banking Background would be highly preferable

 

To apply online please click the 'Apply' button or send your profile to alex.cheung@ignite-recruitment.com . For a confidential discussion about this role & other openings please contact Alex Cheung at +852 2121 1418 .

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