Your new company I am helping a top tier Fintech to seek for a highly skilled and experienced Trade Compliance Manager. The ideal candidate will have a strong background in investment banking and a deep understanding of trade compliance regulations. This role is crucial in ensuring that the trading activities comply with all relevant laws and regulations.
Your new role - Develop, implement, and maintain trade compliance policies and procedures.
- Monitor and ensure compliance with all applicable trade regulations and laws.
- Conduct regular audits and assessments of trading activities to identify and mitigate compliance risks.
- Provide guidance and training to staff on trade compliance matters.
- Liaise with regulatory bodies and external auditors as required.
- Stay updated on changes in trade compliance regulations and ensure the company's policies are updated accordingly.
- Prepare and submit required compliance reports to regulatory authorities.
What you'll need to succeed - Bachelor's degree in Finance, Law, Business Administration, or a related field.
- Minimum of 5 years of experience in trade compliance, preferably within the investment banking sector.
- In-depth knowledge of trade compliance regulations and laws.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Proficiency in compliance software and tools.
What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or send it across to rowina.lo@hays.com.hk
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.