Licensing Associate - Leading Global Bank

A great opportunity to join a top-tier US investment bank as a licensing associate in Legal and Compliance, managing licensing matters working with regulators and regional business stakeholders. Candidates with relevant experience in compliance, legal, audit or risk in a multinational bank with good knowledge of licensing regimes and regulations are welcome. Immediate availability is preferred.

Morgan McKinley - Hong Kong - Full time

Salary: HKD45000 - HKD50000 per month

Responsibilities

  • Perform day-to-day process in relation to Licensing for SFC and HKMA regulated entities and individuals
  • Assist with Senior Manager / MIC appointment related tasks
  • Advise on Licensing and Registration matters in support of business initiatives
  • Work with global teams to handle licensing issues with cross jurisdictional impact
  • Work with and oversee work output of resources in Mumbai
  • Coordinate and work with regional counterparts to ensure alignment of approach in relation to the above areas

Requirements

  • Relevant experience in compliance, legal, audit, risk management or related function at a large financial institution or financial services regulator

  • Good knowledge of licensing regimes and regulations in Hong Kong (SFC, HKMA)

  • Broad understanding of regulatory landscape in Hong Kong and ideally across Asia Pacific

  • Ability to build strong relationships with members of Legal and Compliance and with employees in different business units

  • Ability to perform multiple tasks and prioritize appropriately

  • Strong written and verbal communication and presentation skills

  • Fluency in English is compulsory, fluency in Chinese would be an advantage
  • Immediate availability is preferred
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