Head of Risk & Compliance | Banking

Our client, a banking institution, is seeking a senior leader to oversee its Hong Kong risk and compliance functions. Candidates from either a compliance or risk management background are welcome.

This position offers broad responsibility for regulatory engagement, governance and independent oversight, working closely with senior management and specialist teams.

The opportunity

As a member of the Hong Kong leadership team, you will help shape the bank’s control framework and provide clear, independent advice on regulatory obligations and business risks.

Your responsibilities will include:

1. Lead the development and ongoing review of compliance and risk policies, governance arrangements and internal controls.
2. Oversee compliance, legal and risk management functions, including the independent credit review team.
3. Act as a key contact for regulatory matters, coordinating enquiries, inspections and follow-up actions.
4. Monitor regulatory developments, assess their implications and guide implementation across the bank.
5. Provide independent challenge on business proposals, policies and operating practices.
6. Oversee the identification, assessment and reporting of credit, operational, compliance and legal risks.
7. Escalate significant issues to senior management and relevant committees, ensuring corrective actions are completed.
8. Strengthen staff awareness through practical guidance, training and communication of the bank’s risk appetite.
9. Work with local and group stakeholders to maintain effective oversight and management reporting.

Your background

You will bring at least eight years’ relevant banking experience, including a minimum of three years in a senior compliance or risk management role.

Candidates whose primary expertise is in banking compliance are encouraged to apply. You should have strong knowledge of Hong Kong banking regulation, experience engaging with regulators and a track record of developing effective policies and controls.

You will also demonstrate:

1. The ability to lead specialist teams and oversee a broad portfolio of control responsibilities.
2. Sound judgement when advising senior stakeholders and challenging business decisions.
3. Experience managing regulatory inspections, compliance reviews and remediation programmes.
4. An understanding of banking products and their associated risks. Credit review or broader risk management experience would be an advantage.
5. Strong communication and report-writing skills in Cantonese, Mandarin and English.