Fixed Income Compliance – Global Investment Bank

We are working on an opportunity with a global investment bank who is hiring a junior to mid level Fixed Income Compliance professional to join their Markets Compliance team in Hong Kong.

You will be responsible to provide compliance advice on Fixed Income products and transactions, implement Fixed Income Global Markets related compliance policies and procedures in accordance with relevant rules and regulations, participate in new product approvals, and developing appropriate compliance and regulatory trading for fixed income desk, work closely with trade surveillance team to advise on escalation cases and assurance team for Fixed Income business compliance review.

Candidate must have not less than 3 years of related experience in fixed income compliance or related field. With a solid knowledge of APAC markets and regulatory regimes, and hands-on experience handling Fixed Income desk including but not limit to FX, Rates, and Credit products. Exposure to PRC regulation would be advantageous.

Please send your CV to Vivian Chen at [email protected], or call +852 3511 6077 for a confidential discussion.