Assistant Compliance Manager - Reputable Regional Trustee
About the job
Responsibilities
Build and manage compliance processes, focusing on pension data privacy and AML/CFT frameworks.
Monitor business activities and advise teams to ensure strict adherence to rules, regulations, and corporate codes.
Manage customer due diligence and coordinate the escalation and approval process for high-risk clients.
Cultivate a strong compliance culture through staff training and risk-awareness initiatives.
Generate timely compliance MI reporting for senior management and executive compliance officers.
Drive process improvements and automation in AML/CFT screening using tech tools and data analysis.
Assist with data privacy assessments, privacy incidents, and service provider oversight.
Lend compliance expertise to special business projects as assigned.
Requirements
University graduate with 5+ years of compliance experience (Pension/MPF/Insurance background preferred).
Strong grasp of Hong Kong regulations, including HKIA, AML, MPFA, and PDPO.
Proven track record in CDD, KYC, EDD, and customer risk assessments.
Comfortable with AML/CFT tech, screening tools, and data reporting (Power BI/Tableau is a plus).
Highly independent and thrives in a fast-paced environment with tight schedules.
Analytical thinker with excellent communication and problem-solving abilities.
Bilingual fluency in written and spoken English and Chinese.
