Associate, Cash Equities Trade Settlement, Top-Tier Securities Brokerage

Your new company

A Top-Tier Securities Brokerage is now looking for a Senior Analyst to join their post-trade settlement team.

Your new role

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  Oversee and preform daily settlement processes for cash equities post-trade activities across APAC markets, with primary responsibility for the Hong Kong market and supporting coverage for ANZ, Singapore, and Japan.
  
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  Ensure timely and accurate processing of client trades, including submission to custodians and providing operational support to team members.
  
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  Manage monthly commission claims and perform reconciliations across multiple markets.
  
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  Process trade allocations, including internal handling such as issuing confirmations and uploading trades to clearing banks.
  
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  Investigate and resolve workflow issues by coordinating with internal teams, external parties, and clients; escalate unresolved matters to management when necessary.
  
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  Prepare and submit daily, monthly, and annual reports related to trades, tax, and regulatory requirements to exchanges and regulators.
  
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  Generate and maintain management reports and statistics, including trade allocations, pre-matching rates, and fail rates.
  
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  Drive process improvements by implementing new procedures, enhancing systems, and promoting higher straight-through processing (STP) rates.
  
• Take ownership of assigned departmental projects, including user acceptance testing (UAT) and system enhancement initiatives.

What you'll need to succeed

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  At least 5years of experience working in post trade and settlement, focusing on cash equities products
  
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  Familiarity with sell-side and/or buy-side trading floor environments and support functions
  
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  Experience with middle and/or back-office processing systems
  
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  Knowledge and understanding of the on-exchange cash equities trading and settlement
  
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  Knowledge of settlement lifecycle of APAC markets
  
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  Experience of Project handling and UAT
  
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  Strong verbal and written skills for communicating with internal/external clients
  

What you'll get in return

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  Work-life balance
  
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  High career exposure
  
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  Stable career development + working platform
  

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call Hailey Tai now @ 22307491. Alternatively, you can also send Hailey an updated CV to [email protected]

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.