Compliance Manager role, GBA Corporate Banking
Industrial and Commercial Bank of China (Asia) Limited
Hong Kong
Full time
Permanent
On-site
Competitive
About the job
Job Responsibilities
Please submit your resume to [email protected] .
- Promote and monitor the effective implementation of external regulatory rules and the Bank's internal policies and procedures.
- Conduct CDD and AML risk assessment approvals. Conduct self-checking for the departments' CDD and AML processes.
- Carry out compliance risk monitoring of various products, businesses and management activities.
- Perform gap analysis to fulfill regulatory requirements, formulate and improve the department's operation manual and CDD procedures.
- Cooperate with regulatory authorities and the bank to carry out internal and external inspections.
- Organize and provide training and guidance on CDD and AML risk assessments to the Department.
- Identify and determine the compliance risk points and compliance risk data indicators of the department. Perform key risk assessment of the department.
- University graduate
- A minimum of 5 years of corporate banking or legal and compliance department experience
- Familiar with CDD and AML risk assessment procedures of corporate customers
- Familiar with regulatory requirements including but not limited to the HKMA, SFC and PRC related guidelines
- A good command of written and spoken English, Cantonese and Mandarin
- Familiar with Ms Powerpoint, Excel and Word
Please submit your resume to [email protected] .