Senior Compliance Manager (General Compliance), Retail Banking

Key responsibilities:

• Lead compliance risk assessments and investigations to strengthen regulatory governance
• Manage regulatory inspections and reporting with HKMA, SFC, and other authorities
• Monitor regulatory changes and implement compliance requirements across the business
• Enhance compliance policies and documentation to align with evolving regulations
• Deliver regulatory reports and assessments to support effective risk management

Candidate profile:

• Bachelor's degree in Accounting, Law, or a related discipline with 8-10 years' banking compliance experience
• Strong knowledge of HKMA, SFC, and Hong Kong banking regulations and compliance frameworks
• Proven experience liaising with regulators and managing regulatory inspections within the banking industry
• Excellent prioritisation, organisation, and stakeholder management skills in a regulated financial services environment
• Strong written and spoken English, Cantonese, and Mandarin communication skills

About this company:

This established retail banking organisation is recognised for delivering trusted financial solutions while upholding strong governance and regulatory standards. It offers a collaborative environment where you can drive meaningful impact, develop your expertise, and grow your career in financial services.

Keywords: Senior Compliance Manager, Banking Compliance, Regulatory Compliance, Compliance Risk Management, HKMA/SFC Regulations

What's next:

Shape the future of regulatory excellence and make a lasting impact in Hong Kong banking. Apply now!