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Dealer(Type 1 RO , MIC)

Michael Page Hong Kong
Full time Permanent On-site HK$540,000 - HK$660,000 per year

About the job

  • A boutique brokerage and advisory platform
  • The group has become one of the leading alternative specialist in the region
About Our Client

The company is a well-established organization within the financial services industry, known for its professional approach and strong market presence. Operating as a medium-sized firm, it provides comprehensive financial solutions to its clients.

Job Description

As a Dealer (Type 1 RO, MIC), your main responsibilities will include:
  • Executing trades and managing trading activities across a variety of financial instruments.
  • Ensuring compliance with Type 1 regulatory requirements and company policies.
  • Monitoring market trends and providing insights to support trading decisions.
  • Maintaining strong relationships with clients and counterparties.
  • Preparing reports and analysis related to trading performance and market updates.
  • Collaborating with internal teams to enhance trading strategies and processes.
  • Overseeing risk management measures to minimize financial exposure.
  • Acting as the Manager-in-Charge (MIC) for trading activities, ensuring adherence to local regulations in Hong Kong.
The Successful Applicant

A successful Dealer (Type 1 RO, MIC) should have:
  • A strong background in banking and financial services, particularly in trading and compliance.
  • Professional qualifications relevant to Type 1 regulated activities in Hong Kong.
  • Proven expertise in managing trading operations and risk assessment.
  • Excellent understanding of financial regulations and markets in Hong Kong.
  • Strong analytical and decision-making skills.
  • The ability to work collaboratively and communicate effectively with diverse teams.
What's on Offer
  • Competitive annual salary ranging from HKD 540000 to HKD 660000.
  • Opportunities to grow within the financial services industry.
  • Collaborative work environment in a medium-sized, professional organization.
  • Convenient Hong Kong location with access to modern office facilities.
If you are ready to take the next step in your career as a Dealer (Type 1 RO, MIC) in the financial services industry, we encourage you to apply now!