Legal and Compliance Manager

Responsibilities:

1. Draft, review and negotiate various commercial agreements and other legal documents;
2. Participate in new projects & products development by providing compliance advice and reviewing sales/marketing materials, ect;
3. Prepare the policy and guidelines of the new business development or regulatory changes;
4. Support the internal and external audit reviews, and prepare the internal control assessment plan and reports;
5. Support the senior management to prepare the compliance training plan, presentation deck and keep abreast of the regulatory changes;
6. Provide compliance guidelines and support the routine compliance work, including licensing, AML/CFT, KYC, marketing material review, AEOI/CRS/FATCA, and regulatory filing processes;
7. Prepare the meeting resolutions, minutes, meeting materials, statutory filings, director/officer changes, corporate reports, as well as annual declarations and attestations;
8. Assist to maintain proper and accurate company secretarial records and statutory documents;
9. Perform other related duties and ad hoc assignments as required.

Requirements:

1. Bachelor's Degree holder or above in Law, Finance, or related disciplines;
2. Minimum 3 years of experience in asset management or consulting firms;
3. Excellent drafting and communication skills in Chinese and English, fluency in Putonghua is essential for this role;
4. Good attention to detail with strong interpersonal and communication skills, and self-disciplined;
5. Proficient with Microsoft Office application including Word and Excel.

Please click "Apply Now" to submit your application with CV attached stating both the existing and expected salary . Personal data collected will be used for recruitment purposes only.