AVP/VP Regulatory Compliance - Well Known Retail Bank

• Looking for regulatory/general compliance background !
• independent contributor role!

About Our Client

The client is a well-established, mid-tier commercial bank in Hong Kong with a century-long legacy specialising in corporate banking, SME lending, and retail services. It operates a stable international branch network across Asia, the US, and the UK, anchored by a conservative risk culture and deep-rooted local relationships.

Job Description

As an AVP Regulatory Compliance, your main responsibilities will include:

• Developing and maintaining compliance policies and procedures in line with local regulatory requirements and company standards.
• Monitoring regulatory changes and advising relevant stakeholders on their potential impact.
• Providing guidance and training to internal teams to ensure compliance awareness across the organisation.
• Conducting regular compliance reviews and assessments to identify and mitigate risks.
• Preparing reports and presenting findings to senior management and external regulators as required.
• Collaborating with internal and external stakeholders to address compliance issues effectively.
• Supporting the implementation of regulatory projects and initiatives within the banking and financial services sector.
• Ensuring timely submission of regulatory filings and reports.

The Successful Applicant

A successful AVP Regulatory Compliance should have:

• 5-10 years of regulatory/general compliance from retail/corporate/commercial bank
• preferably with strong retail banking experience
• A strong understanding of regulatory compliance requirements within the financial services industry.
• Relevant qualifications in law, finance, or related fields.
• Must be able to read and write chinese
• Excellent communication and interpersonal skills to collaborate with stakeholders at all levels.
• Proven ability to analyze regulatory updates and implement necessary changes effectively.

What's on Offer

• Competitive salary package ranging from HKD 756000 to HKD 924000 annually.
• Comprehensive benefits package.
• Opportunity to work in a mid-sized, established organization within the financial services sector.
• Professional growth opportunities within the banking and financial services industry.
• Collaborative and supportive work environment in Hong Kong.

If you are an experienced compliance professional looking for a challenging and rewarding opportunity in Hong Kong, we encourage you to apply for the AVP Regulatory Compliance position today!