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Head of Compliance - Multi - Asset Trading Platform

Michael Page Hong Kong
Full time Permanent On-site Competitive

About the job

  • Lead the compliance and AML function !
  • Multiple jurisdiction and regulator exposure !
About Our Client

My client is a global FX/CFD brokerage firm offering multi-asset trading products and operating in a regulated financial services environment with a strong focus on compliance, AML, and business growth.

Job Description

As the Head of Compliance, your main responsibilities will include:
    • Lead the firm's compliance framework and manage regulatory relationships, licensing, filings, and audits.
    • Oversee AML/CFT programmes, KYC/CDD processes, risk assessments, and suspicious activity reporting.
    • Manage client onboarding and monitor trading activity for market abuse, toxic flow, and other compliance risks.
    • Provide compliance advice on new products, business initiatives, marketing materials, and customer communications.
    • Develop and maintain compliance policies, controls, monitoring programmes, and internal governance frameworks.
    • Support data privacy, regulatory governance, audit activities, and remediation of compliance findings
The Successful Applicant

A successful Head of Compliance should have:
  • Bachelor Degree
  • 5-10+ years of compliance experience within FX/CFD brokerages, trading platforms, fintech, or regulated digital asset businesses.
  • Strong knowledge of regulatory compliance, AML/CFT requirements, client onboarding, transaction monitoring, and trading surveillance.
  • Experience serving as a Compliance Officer, MLRO, or Deputy MLRO, with exposure to regulators such as MAS, ASIC, FCA, CySEC, or FSCA preferred.
    A bachelor's degree in a relevant field, with professional certifications such as CAMS, ICA, or CRCM considered an advantage.
  • Must be fluent in Mandarin and can read and write chinese
What's on Offer
  • Competitive annual salary
  • Opportunity to shape compliance strategies across the Asia region.
  • Lead the compliance and AML function for a global FX/CFD brokerage.
  • Partner directly with senior leadership and regulators on strategic initiatives.
  • Gain exposure to global markets, digital assets, and business growth projects.
If you are ready to take on a leadership role in compliance within the financial services industry, we encourage you to apply.