Deputy CEO

DAOKOU Securities Hong Kong
Full time Permanent On-site Competitive

About the job

Core Responsibilities

  1. Formulate the strategic development plan and annual operating plan for the brokerage business
  2. Lead and coordinate the SFC Type 2 license application process
  3. Provide technical support for cross-border spot-futures business development of large-scale corporates
  4. Design the business architecture, product matrix, and tiered client service system
  5. Track industry trends, competitor developments, and regulatory changes, and adjust business strategies in a timely manner
  6. Ensure the brokerage business complies with SFC and Mainland China regulatory requirements
  7. Establish internal risk control systems, including KYC, AML, suitability management, and anti-money laundering

Requirements

  1. Bachelor's degree or above (preferably in Finance, Economics, Management, Law, or related disciplines)
  2. 8+ years of working experience in futures brokerage
  3. Familiarity with foreign trade and cross-border hedging processes of export enterprises
  4. In-depth knowledge of domestic and international commodity futures markets and cross-border arbitrage rules
  5. Professional competence: full-stack understanding of Hong Kong, A-share, and U.S. equity brokerage operations

核心职责

  1. 制定经纪业务年战略规划与年度经营计划
  2. 负责统筹SFC-Type2·牌照申请工作
  3. 为众多大型实体企业跨境期现业务发展提供技术支持
  4. 设计业务架构、产品矩阵、客户分层服务体系
  5. 追踪行业趋势、竞品动态、监管变化,及时调整业务策略-
  6. 确保经纪业务符合-SFC-及内地监管要求
  7. 建立内部风控体系(KYC/AML/适当性管理/反洗钱)

任职要求

  1. 本科及以上学历(金融/经济/管理/法律等相关专业优先)
  2. 8·年以上期货经纪业务的从业经验
  3. 熟悉外贸,出口企业跨境套保业务流程
  4. 熟悉商品期货国内,国际市场跨境套利规则
  5. 业务能力:熟悉港股/A股/美股经纪业务全链条