Chinese Bank - PB Control Manager
Hays
Hong Kong
Full time
Permanent
On-site
Competitive
About the job
Your new company
Our client is an established Bank with a longstanding presence in Hong Kong and Greater China. With a strong private banking franchise and continued investment in control and governance functions, they are looking to hire a Process & Quality Monitoring Manager to strengthen their Private Banking control framework.
Your new role
What you'll need to succeed
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or contact Rowina Lo at [email protected] for a confidential discussion.
If this job isn't quite right for you, but you are looking for a new position within Risk, Compliance, Controls or Private Banking, please contact us for a confidential discussion on your career.
Our client is an established Bank with a longstanding presence in Hong Kong and Greater China. With a strong private banking franchise and continued investment in control and governance functions, they are looking to hire a Process & Quality Monitoring Manager to strengthen their Private Banking control framework.
Your new role
- Conduct pre-trade, post-trade and ongoing surveillance on private banking transactions and regulated sales activities.
- Monitor adherence to internal policies, regulatory requirements and sales process standards.
- Prepare management information, trend analysis and reporting on sales quality and surveillance findings.
- Identify control gaps, process weaknesses and recommend remediation actions to strengthen governance frameworks.
- Support investigations, compliance reviews and responses to regulatory enquiries when required.
- Partner closely with Front Office, Compliance, Risk and other control functions on monitoring outcomes and risk mitigation measures.
- Participate in process enhancement initiatives and continuous improvement projects across the Private Banking business.
What you'll need to succeed
- Bachelor's degree in Business, Finance, Economics, Accounting or related discipline.
- Minimum 4 years of experience in banking controls, surveillance, monitoring, compliance, risk management or audit functions.
- Experience within Private Banking is highly preferred.
- Strong understanding of private banking products and regulatory requirements.
- Familiarity with HKMA and SFC regulatory frameworks.
- Strong analytical, investigation and stakeholder management capabilities.
- Excellent communication skills in English and Chinese; Mandarin would be advantageous.
What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or contact Rowina Lo at [email protected] for a confidential discussion.
If this job isn't quite right for you, but you are looking for a new position within Risk, Compliance, Controls or Private Banking, please contact us for a confidential discussion on your career.