Compliance Risk Manager (Hong Kong Branch)

Responsibilities: Formulate and update compliance risk and KYC policies and procedures in light of the latest regulatory requirements and market practices Provide advice to frontline and other relevant units on compliance risk and KYC related matters Conduct and improve transaction monitoring process. Prepare compliance risk and KYC Management reports. Coordinate and manage assigned compliance risk and KYC projects Review Enhanced Due Diligence (EDD) / high risk customer on-boarding cases and

Bank Of China (Hong Kong) Limited - Hong Kong - Full time

Salary: Competitive

Responsibilities:
  • Formulate and update compliance risk and KYC policies and procedures in light of the latest regulatory requirements and market practices
  • Provide advice to frontline and other relevant units on compliance risk and KYC related matters
  • Conduct and improve transaction monitoring process.
  • Prepare compliance risk and KYC Management reports.
  • Coordinate and manage assigned compliance risk and KYC projects
  • Review Enhanced Due Diligence (EDD) / high risk customer on-boarding cases and relevant KYC documents submitted by business
  • Undertake risk assessment on the Bank's new product offering from compliance risk/AML perspective
  • Deliver compliance risk and AML trainings and maintain the Bank's AML training plan
  • Perform ad-hoc tasks as assigned from time to time
Requirements:
  • Degree or above in Business Administration, Finance, Economics or relevant disciplines
  • 3 years' experience or above in compliance risk management, anti-money laundering, transaction monitoring or screening
  • Strong analytical skills and ability of independent assessment.
  • Good communication and organization skills
  • Good command of both spoken and written English and Chinese. Fluent in Mandarin will be an advantage
Apply
20863415

OTHER ASIAXPAT SITES:

Ad