Responsibilities
- Responsible for analyzing business performance and participate in setting key performance indicator, financial planning, annual budgeting and prepare commentaries, evaluation and conduct performance forecast for management.
- Provide advice to modify management reports to conform with internal standards and statutory requirements.
- Provide relevant advice and comments on AML issues, as well as Systems enhancement, revision to Policy and Procedures & Forms, T&C, FATCA, CRS implementation, OR issue, etc.
- Act on behalf of the Division to provide advice to various Committee Meetings such as ICCO, AMLCC, ORM, SAC, and etc.
- Work closely with the AML Compliance, Internal Audit and other divisions to ensure a robust control and operating framework.
- Provide regular reports / presentation files and progress updates to management on a timely basis and work closely with relevant functions (both internal & external parties) to meet the required deadline.
- Act as a customer due diligence ("CDD") expert by performing checking and validating daily CDD application according to both internal and external regulations and policies.
- Assist in developing action plans aimed at ensuring that KYC services and processes meet the expectations of the Business in the context of rapid development.
- Provide oversight to Management in the setup / development of KYC functions within the segment.
- Oversee action plan designed to adequately address legacy operation challenges including those related to audit findings.
- Handle ad hoc project as assigned by Management
- Be aware of the Operational Risk scenario associated with your role and act in a manner that takes account of operational risk considerations
Requirements
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Degree holder or above with major in Business Administration, Accounting, Finance or related disciplines
3 - 5 years' banking experience in business management / CDD / AML / risk related functions
Sound banking operation and compliance knowledge
Details conscious with good analytical reasoning
Independent, committed, proactive and responsible
Good demand of English; fluency in Putonghua is an advantage
Ability to work and thrive in a fast changing, results driven environment
Familiarize with Microsoft Office i.e. Word, Excel & PowerPoint is an advantage
Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.
All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank's personal data policies, a copy of which will be provided upon request.