Our client, an esteemed Regional Corporate Bank, is looking for an AVP to join their compliance assurance and reports to the Head of Compliance Assurance.
Responsibilities:
- Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compliance Monitoring Plan.
- Identify potential or actual regulatory risks arising from the results of compliance monitoring and proposing recommendations to the relevant stakeholders in order to mitigate the identified risks.
- Conduct compliance monitoring activities in accordance to the plan, and upon request by the Chief Compliance Officer.
- Review and assess the adequacy and effectiveness of the Bank's compliance risk control framework. Identify key deficiencies, assess the implications, and provide recommendations to the relevant stakeholders on mitigating actions.
- Assist in ad hoc compliance related review or investigation / carry out any other duties as instructed by senior management.
To be succeed in this role, previous banking experience in compliance monitoring is required.
Requirements:
- University graduated in Finance, Business Administration or relevant discipline.
- Minimum 5 years experience in compliance monitoring , operational risk management, risk controls function and/or internal audit, etc from banking industry.
- Independent, self-motivated and able to work under pressure.
- Strong communication and interpersonal skills.
- Fluency in written and spoken English and Chinese (both Cantonese and Mandarin)
Our client offers competitive compensation, benefits packages, work from home arrangement, dynamic and fast-paced work environment.
For all interested parties, please contact and send your CV to Selene Ma at selene.ma@connectedgroup.com for more details. For other available opportunities, please visit www.connectedgroup.com
