Deputy / Assistant Compliance Manager

Responsibilities:

• Assist in formulating and maintaining compliance policies and procedures
• Perform compliance investigation, checking, monitoring and review
• Ensure that the Banks operations meet with the relevant legal and regulatory requirements as well as industry guidelines and practices
• Provide compliance advice to business and support units

Requirements:

• Degree in law, finance or accounting or related discipline with at least 5 years relevant exposure in financial institutions of which at least 2 years at managerial level
• Proficiency in spoken and written English and Chinese
• With ECF qualification is an advantage
• Candidates with more experience / higher qualification may be considered a higher position