AVP, Compliance Assurance, Regional Corporate Bank

Responsibilities

• Perform compliance monitoring activities based on the annual Compliance Monitoring Plan by a risk-based approach.
• Identify and assess potential regulatory risks and provide recommendations to relevant stakeholders for effective risk mitigation.
• Conduct compliance reviews as planned or as requested by the senior managers.
• Evaluate the adequacy and effectiveness of the Bank's compliance risk control framework.
• Ensure timely follow-up with stakeholders on the implementation of agreed-upon actions resulting from compliance reviews.
• Prepare regular and ad hoc reports to be submitted to Head Office.
• Assist in conducting ad hoc compliance-related reviews or investigations.

Requirements

• University degree holder, preferably accompanied by professional qualifications such as CPA.
• Minimum 8 years of relevant experience in legal and compliance, operational risk management, risk control functions, or internal audit.
• Sound knowledge of laws and regulations applicable to the banking industry.
• Exhibit strong teamwork skills and interpersonal abilities.
• Possess excellent written and spoken proficiency in English and Chinese.
• Display independence, self-motivation, and the ability to work effectively under pressure.