AML Manager - Compliance Review

Responsibilities: Formulate the annual compliance review plan Plan, manage and conduct AML/CFT compliance review across multiple business units Perform risk assessments and ensure that review scope covers all significant risks Identify compliance and internal control issues in the area of AML/CFT Develop and present concise and quality audit reports with practical, effective and actionable recommendations Inform relevant stakeholders of the design and operational effectiveness of the controls

Bank Of China (Hong Kong) Limited - Hong Kong - Full time

Salary: Competitive

Responsibilities:
  1. Formulate the annual compliance review plan
  2. Plan, manage and conduct AML/CFT compliance review across multiple business units
  3. Perform risk assessments and ensure that review scope covers all significant risks
  4. Identify compliance and internal control issues in the area of AML/CFT
  5. Develop and present concise and quality audit reports with practical, effective and actionable recommendations
  6. Inform relevant stakeholders of the design and operational effectiveness of the controls within their areas of oversight and control
  7. Monitor the implementation progress of improvement/ rectification actions
  8. Assist in the preparation of regular departmental reports
  9. Coordinate with other reviewing parties, such as internal, external auditors or regulators
  10. Handle ad hoc projects assigned by management


Requirements:
  1. Bachelor degree or above in Law, Banking and Finance, Accounting or related disciplines
  2. Relevant qualification in CAMS, ECF (AML/CFT) Core Level, FRM, CPA, ACCA will be an advantage
  3. At least 4-5 years' experience in AML/CFT Compliance, Audit, Internal Control, or regulatory work in financial sectors
  4. Excellent project management, communication and presentation skills to work effectively across teams/ departments
  5. Able to multitasking, work independently and under pressure
  6. Strong knowledge of audit methodologies, risk and controls
  7. Good command of written and spoken English and Chinese
  8. Proficient in MS PowerPoint, Excel and Word
  9. Knowledge of and experience in computer assisted audit techniques (CAAT) and data analytics, data modelling and data visualization, is a definite asset
  10. Knowledge in Python, is a plus
  11. Business trip may be required

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