PWM Client Risk

Excellent Risk Opportunity in one of the top tier investment banks!

Hays - Hong Kong - Full time

Salary: Negotiable

Your new company

Be a part in one of the largest division within the bank and join the fast paced, established foreign investment bank as part of the Client Risk team.

Your new role
  • Oversee supervisory policies and procedures related to private wealth management clients.
  • Assist to run Client Selection Committee, Client Risk Review and Client Escalation Committee.
  • Prepare, analyze and present relevant internal control reports and presentation to committee members, and follow up on action items arose from these reviews
  • Perform ongoing monitoring on patterns and behavior of Client's portfolio.
  • Assist in internal review on feedbacks received from Client.
  • Provide independent risk assessment based on Client's profile including but not limited to vulnerable client assessment

What you'll need to succeed
  • Good understanding on different financial products including but not limited to derivatives, structured products, funds
  • Familiar with HKMA, SFC and MAS' rules including but not limited to selling process, suitability, COCPI, protections of vulnerable clients
  • Strong risk mindset and is able to identify unusual trading patterns and behavior of Clients based on different risk triggers
  • Good communication skill and is able to present in clearly and concisely
  • Detailed orientated and pragmatic
  • Advanced skill in Microsoft Excel; Intermediate skill in Microsoft PowerPoint
  • Able to work independently and efficiently with minimum supervision

What you'll get in return
  • Attractive remuneration package
  • Excellent opportunity to expand your network.
  • Being part in one of the largest and well-established division.
  • Great exposure in one of the most prestigious top tier investment banks where you will work in a challenging, fast pace but work life balanced working environment.

What you need to do now
Wait no more! Apply now and send you updated CV in to shanyi.wong@hays.com.my
21301633
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