(Senior) Compliance Manager (Investment and Insurance focused) - Compliance Division

Responsibilities: Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance Conduct compliance training for staff in accordance with local regulations and the Bank's

Bank Of China (Hong Kong) Limited - Hong Kong - Full time

Salary: Competitive

Responsibilities:
  • Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services
  • Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
  • Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance
  • Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives
Requirements:
  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
  • At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
  • Sound knowledge in investment or insurance products, regulatory requirements and the market practices
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin)
  • Proficiency in using Microsoft office
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