We are partnering with a Chinese Securities house on an AML advisory role based in Hong Kong
Key Responsibilities
- Responsible for transaction monitoring for securities business
- Advise business on surveillance, AML, KYC related matters
- Liaise with JFIU on escalated cases
- Implement AML compliance framework, policies and procedures
Qualifications
- Bachelors degree in finance, Business, Law, or a related field
- Familiar with financial crime related rules and regulations
- Experience in transaction monitoring, AML advisory
- Certifications such as CAMS (Certified Anti-Money Laundering Specialist) or CFCS (Certified Financial Crime Specialist) would be a plus.
For more information on this opportunity, please reach out to ddong@ashford-benjamin.com