Head of Securities Operations - Foreign Securities Firm

Job duties: Lead and oversee a team of approximately 15 individuals in various back-office functions (including EQ settlement, FI Cash settlement, Corporate Action, Cash Management, and Account Services) under the supervision of the Head of Operations HK. Enhance productivity and efficiency within the team. Ensure strict adherence to both internal and external regulatory guidelines. Advocate for and implement standardized operational procedures and processes. Foster improved team dynamics and e

Morgan McKinley - Hong Kong - Full time

Salary: HK$101k -120k pm

Job duties:
  • Lead and oversee a team of approximately 15 individuals in various back-office functions (including EQ settlement, FI Cash settlement, Corporate Action, Cash Management, and Account Services) under the supervision of the Head of Operations HK.
  • Enhance productivity and efficiency within the team.
  • Ensure strict adherence to both internal and external regulatory guidelines.
  • Advocate for and implement standardized operational procedures and processes.
  • Foster improved team dynamics and engagement.
  • Champion operational excellence.
  • Align the Operations Department with the firm's strategic goals and business priorities.
  • Actively engage in the development of new products alongside key business stakeholders.
  • Retain and cultivate top talent within the team.
  • Manage and meet the department's expense budget requirements.
  • Cultivate and maintain robust stakeholder relationships both internally and externally.
  • Contribute to local, regional, and global projects.
Requirements:
  • Bachelor's or Master's degree in a relevant professional field.
  • At least 17 years of Operations or relevant work experience.
  • Minimum of 5 years in a Head of Securities Operations role or a similar leadership position.
  • Thorough understanding of Equities/Fixed Income product life cycles.
  • Demonstrates a robust understanding and expertise in settlements and corporate actions workflows (a crucial requirement).
  • Fluent in Chinese and English.
  • Effective mentoring and leadership qualities.
  • Demonstrates a desire and capability to instigate change across all organizational levels.
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