Responsible Officer

Responsibilities: 

• Act as a Responsible Officer with management responsibilities and duties to supervise SFC regulated activities in Type 9 business in particular.
• Responsible for strategies development, supervisory and implement the operations in asset management and funds.
• Ensure compliance with relevant codes, laws and regulations and involve in business development activities.
• Cooperate with legal advisors to design fund structure, draft fund offering documents, and register funds and record products with regulatory agencies.
• Formulate, review and update the operational policies and procedures to ensure full regulatory compliance.
• Ensure the operations of internal control procedures to comply with the regulatory requirements.
• Work closely with the internal top management group.
• Review and resolve performance metrics such as revenue information discrepancies.
• Responsible in investment decisions making and portfolio management.
• Perform other ad-hoc projects and assignments as required.

Requirements:

• Degree or above in Finance, Accountancy, Business Administration, Law or related discipline.
• Qualified Licensed Holder of SFC Type  9（unconditional）,with minimum 3 years of managerial experiences in the past five years.
• Candidates who are accredited by the SFC as a Responsible Officer in Type  9 but do not have any experience in holding client asset are also welcome to apply.
• Solid knowledge in financial products, asset management, funds or capital investment products.
• Strong analytical and good interpersonal and presentation skills, highly-motivated and able to work independently.
• Well understanding of SFC regulatory regime, portfolio construction and performance measurement.
• Solid understanding about middle and back office operations, risk controls and investment process of asset management companies.