Senior Officer to Manager, Product Compliance, CUD

Job responsibilities Review and comment fund administration / custody agreements, funds offering documents and clients' KYC and CDD related documents Coordinate with fund managers and internal teams to finalize fund documents, fund administration /custody agreements and related OM within prescribed timeframe Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner Report t

Industrial and Commercial Bank of China (Asia) Limited - Hong Kong - Full time

Salary: Competitive

Job responsibilities

  • Review and comment fund administration / custody agreements, funds offering documents and clients' KYC and CDD related documents
  • Coordinate with fund managers and internal teams to finalize fund documents, fund administration /custody agreements and related OM within prescribed timeframe
  • Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
  • Report trustee and fiduciary matters to Trustee director
  • Client onboarding management and ther Compliance related issues

Job requirement

  • Degree holder in Law/Business/Economics/Compliance with CPA Holder
    At least 3 years of related working experience
  • Good knowledge in private fund, custodian services or SFC authorized funds
  • Good understanding of SFC authorized funds regulations and Cayman funds regulations
  • Experience in reviewing KYC documents preferred
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22069099

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