Responsibilities
- Perform day-to-day compliance monitoring to ensure that all compliance and regulatory requirements are met
- Provide advice to the business on compliance and regulatory matters
- Review compliance framework, including updating/ establishing internal policies and procedures to ensure compliance with relevant regulations.
- Conduct compliance training and prepare educational materials for investment professionals
- Conduct risk and control assessments.
- Prepare reports for senior management and stakeholders.
- Liaise with regulatory authorities on compliance matters.
Requirements
- Bachelor's degree holder.
- 3 to 10 years compliance experience from asset management/ buy side.
- Fluent communciations (reading, speaking, writing) in English and Chinese.
- Excellent analytical skills with a keen attention to detail.
- Strong knowledge of local regulations
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