Our client is foreign investment bank in Hong Kong.
Responsibities - Review KYC documents, conduct periodic and alert-triggered account reviews and prepare AML reports.
- Conduct trade surveillance to ensure compliance with regulations.
- Manage transactions, maintain the conflict check system, and monitor DOI and SPR activities.
- Handle declarations related to Personal Account Dealing and Outside Business Interests, ensuring proper data maintenance.
- Assist in communications monitoring administration and review research publications and sales ideas for compliance.
Requirements - 3-5 years of work expereince in AML/ Compliance function with in SFC licensed corporation/ financial insitutions.
- Good understanding of investment banking business and operation.
- Good command of English and Cantonese.