Associate, Regulatory Compliance

To assist in handling the licensing issues of the group, including but not limited to the processing of SFC license application for staff and AE, perform regular compliance monitoring on the business line of brokerage services, and assist in handling inquiries from the SFC and other regulatory bodies.

Be Myjob Company Limited - Hong Kong - Full time

Salary: HK$20k - HK$40k

Responsibilities

  • Liaise with SFC about the license applications and answer all enquiries from SFC about different types of applications
  • Maintain regular compliance review program against business activities of the Group
  • Preparing responses to SFC inquiries and investigations
  • Assist in reviewing and updating various compliance policies of the Group on a regular basis

Requirements

  • Bachelor's degree in Economics and Finance
  • At least 3 years of experience on audit and financial institutions with strong knowledge of accounting, legal and finance
  • Good analytical and presentational skills, and the ability to manage projects and handling of multiple tasks simultaneously
  • Good command of English, Cantonese and Mandarin​
Apply
22225050

OTHER ASIAXPAT SITES:

Ad