Key Responsibilities
- Assisting in managing and coordinating with various APAC coverage teams and external parties on the chain of alert review work (TMS, NNS, Sanctions Screening on clients and employees)
- Handling alert escalation and presenting suspicious alerts to various APAC coverage teams
- Providing post-escalation support to assist coverage teams in investigation of suspicious alerts, including communications with various business units (e.g. sales team, Legal and Compliance) for enquiries and case management.
- Overseeing local and overseas teams of analysts in the alert review chain
- Being involved in alerts tracking, monitoring and trend analysis for management reporting purposes
- Providing local expertise in the ongoing optimisation of the monitoring and screening models
- Participating in UAT and implementation of system enhancements
- Assisting with regulatory and audit requests regarding monitoring and screening functions
Ideal Candidate Profile
- CAMS certified would be a plus.
- At least 2 years of relevant experience in financial crime compliance, preferably in sizeable financial institutions or professional audit or consultancy firms
- Experience in wealth management / private banking would be an advantage.
- Strong oral and written communication skills in English
- Fluency in oral and written Chinese
Why Join Us? You'd be one of the key players in working alongside the brightest minds in finance, operations and compliance.
