Compliance Manager (Global Markets)

Responsibilities: Help to collect and analysis data for daily compliance monitoring Help to design and prepare all regular market risk internal control or monitoring reports Carry out daily real time risk monitoring on ASEAN entities Be responsible for drafting all kinds of internal self-assessment and gap analysis reports on internal control measures and mechanism Help to draft internal control or working manual manuals Responsible for coordinating all kinds of internal and external audit exams

Bank Of China (Hong Kong) Limited - Hong Kong - Full time

Salary: Competitive

Responsibilities:
  • Help to collect and analysis data for daily compliance monitoring
  • Help to design and prepare all regular market risk internal control or monitoring reports
  • Carry out daily real time risk monitoring on ASEAN entities
  • Be responsible for drafting all kinds of internal self-assessment and gap analysis reports on internal control measures and mechanism
  • Help to draft internal control or working manual manuals
  • Responsible for coordinating all kinds of internal and external audit exams and help to monitor the progress on implementing corrective measures as suggested and agreed by the bank
  • Assist the supervisor to roll out all internal control measures, like drafting management guidelines or carrying out sample checks
  • Provide control related supports to front line trading teams (including those in ASEAN entities)
  • Need to travel or work in ASEAN entities for a short duration
Requirements:
  • Degree holder or above
  • At least 5 years' relevant experience in Banking industry
  • Knowledge of Global Financial Market and Treasury Development is an added advantage
  • Strong analytical capability, self-motivated, and independent
  • Strong interpersonal and communication skills
  • Good command of both spoken and written Chinese and English, fluent in Mandarin is a plus
  • Hands-on experience in PC software, including MS Word, Excel, PowerPoint, Access, and Chinese Word Processing
Apply
22406502

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