Compliance Manager (Compliance Review)

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform regulatory self-assessments. Keep abreast of regulatory requirements and changes / developments of business and operations of the Group. Depending

Bank Of China (Hong Kong) Limited - Hong Kong - Full time

Salary: Competitive

Responsibilities:
  • Assist to formulate annual compliance review plan by referencing risk assessment results.
  • Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies.
  • Coordinate or perform regulatory self-assessments.
  • Keep abreast of regulatory requirements and changes / developments of business and operations of the Group.
  • Depending on the coverage of individual compliance reviews, act as leader of compliance reviews which involve planning, use of review methodology/ tools, field work, reporting of issues.
  • Maximize the application of technology for identification of irregularities and sample selection.
Requirements:
  • Degree holder or above in Banking and Finance, Accounting or related disciplines
  • 5-7 years of internal control, assurance or audit experience with banks or financial institution
  • knowledge of banking products, services and relevant regulatory requirements
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin)
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