Job title: Responsible Officer (Type 6)
Location: Central, Hong Kong
Main responsibilities:
- Responsible for leading and executing corporate financing and capital market business, including advisory activities related to Listing Rules and / or Takeovers Code.
- Act as the Responsible Officer and in charge of Type 6 regulated activity of the SFC.
- Manage daily operations to ensure full compliance with regulatory requirements and adherence to all applicable laws and regulations.
- Other ad-hoc duties upon request.
Requirements：
- Degree holder or above in Finance / Accounting / Law or any relevant disciplines.
- Eligible to be licensed as unconditional Type 1 and 6 Responsible Officer under the SFC.
- Minimum 6 years of relevant experience with at least 3 years in corporate financing gained from financial institutions.
- More than 2 years of management experience.
- Immediate available is highly preferred.
- Excellent command of written and spoken English and Chinese, fluency in Mandarin is preferred.