Compliance Manager 合规法务经理

Compliance Manager 合规法务经理 Your new role Oversee the daily compliance activities of the licenced compliance system in Hong Kong, encompassing regulatory submissions, system enhancements, collaboration with external compliance advisors, and communication with regulatory bodies. Manage the day-to-day compliance tasks of licenced entities acting as fund managers, including operational compliance for Hong Kong Type 4 and 9 licences, as well as SEC RIA licences. Address evaluations by regulatory autho

Hays - Hong Kong - Full time

Salary: HKD30000.0 - HKD65000.0 per month + Bonus

Compliance Manager 合规法务经理

Your new role

  • Oversee the daily compliance activities of the licenced compliance system in Hong Kong, encompassing regulatory submissions, system enhancements, collaboration with external compliance advisors, and communication with regulatory bodies.
  • Manage the day-to-day compliance tasks of licenced entities acting as fund managers, including operational compliance for Hong Kong Type 4 and 9 licences, as well as SEC RIA licences.
  • Address evaluations by regulatory authorities such as the SFC and SEC to ensure adherence to regulatory standards
  • Participate in the establishment of primary and secondary market funds (such as Case Fund, PE/VC funds) and structure design, assist in drafting issuance documents, LP/GP agreements, etc.
  • Supports cross-border investment projects (focusing on the US market), provides transaction document review, due diligence coordination, and risk control solutions.
  • Collaborate with external law firms and compliance consultants to optimise fund operation processes and compliance frameworks.


Job Requirements

  • Bachelor of Laws from a well-known domestic or international institution + LLM/JD degree from Hong Kong (preferably a local Hong Kong undergraduate degree);
  • Welcome candidates with around 3-6 years of experience in financial compliance/fund business in HK, with at least 1 year of deep involvement in compliance management of licenced companies.
  • Experience in Fund Formation or PE/VC investment business is preferred.
  • Experience in compliance and legal support experience in ETC and US market investment projects is preferred.
  • Familiar with SFC regulatory rules.
  • A holder of a lawyer's certificate is preferred.
  • Fluent in Cantonese, English, and Mandarin.




What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV to krystal.chun@hays.com.hk, or call us now.

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.

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