Company
Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture.
The Role:
This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.
You will work closely with senior management and various departments to provide strategic guidance on investment compliance matters while fostering a culture of compliance throughout the organization.
- Develop, implement, and maintain comprehensive compliance frameworks and policies tailored to investment activities and regulatory requirements.
- Monitor and ensure that investment activities comply with internal policies, procedures, and applicable regulations, performing regular reviews and assessments.
- Identify potential compliance risks associated with investment strategies and work collaboratively with the investment team to mitigate those risks.
- Prepare and present regular compliance reports to the executive team and board, highlighting key compliance metrics, risks, and recommendations.
- Draft and update compliance policies and manuals as needed, ensuring clarity and accessibility for all employees.
Essential Skills & Experience:
- Proven experience in investment compliance within the financial services industry, specifically within hedge funds or asset management firms is highly advantageous – will also consider sell-side applicants.
- Excellent communication skills in English and Japanese is a must-have.
- Strong problem-solving skills and a proactive, solutions-oriented mindset.
- Exceptional interpersonal, and stakeholder management skills