Responsibilities
- Manage a team of compliance professionals to manage the Banks AML & Compliance function and act as s72B manager of the AML & Compliance function
- Liaise with regulators (HKMA) and file regulatory reports and other required documentation
- Provide advisory services to the senior management and business units on AML & Compliance related issues
- Ensure the Bank to comply with the Banking Ordinance and other relevant rules and regulations
- Keep abreast of updated regulations and report to the management; formulate and execute all necessary measurements to control the risks
- Review and update the Banks internal policies and procedures to conform to the updated laws, regulations and rules
- Coordinate on-site and off-site review conducted by regulators and the appointed internal auditors
- Design and deliver trainings on all new legislation, guideline, regulation and code issued by the regulators periodically
- Support Group Head (eg. Business Line) in the liaison with regulators and ad-hoc projects
- Enforce general compliance manual and provide necessary assistance and training to staff
- Handle and provide guidance for all AML & compliance related issues
- Coordinate with the Corporate Secretary to ensure the company records are current and correct
- Provide support on any ad hoc compliance or AML related projects
Requirement
- Degree or above
- 10 years + Corporate Banking General Compliance experience with 4 years + leadership experience in compliance/ compliance related function
- Prior experience working in the regulatory body (HKMA, SFC, etc) would be highly preferable
- Excellent hands on experience on liaising with regulators (HKMA)
- Good knowledge and experience in AML/CFT or compliance related issues
- Strong knowledge on HKMA regulatory requirements and corporate banking operations such as Code of Conduct, HKMAs Supervisory Policy Manual etc.
- Familiar with banking operations and regulatory requirements such as Code of Conduct, HKMAs Supervisory Policy Manual etc.
- Related professional qualifications would be an advantage
To apply online please click the 'Apply' button or send your profile to alex.cheung@ignite-recruitment.com . For a confidential discussion about this role & other banking openings please contact Alex Cheung at +852 2121 1418