Director, Conduct and Fraud Risk Compliance, Asia

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can ma

Sun Life Financial, Inc. - Mongkok, Hong Kong - Full time

Salary: Competitive

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world.

Job Description:

Job description / Description du poste
  • Reporting to the Head of Conduct and Fraud Risk Compliance, Asia, this role will be part of the Asia Compliance team primarily responsible for conduct and fraud risk strategy and governance in the region. This role will work closely with stakeholders from Local Office, Regional Office, Enterprise, and other Control Functions to support the overall compliance objectives in Sun Life Asia.

Responsibilities / Responsabilités
  • Develop, implement, embed, and maintain overall risk governance framework and standards to report on Conduct risk and Fraud risk. Assist drafting of conduct and fraud risk reporting to various senior leaders , and risk and Board committees.
  • Support the identification, measurement, management, monitoring, and escalation/ reporting of conduct and fraud risk issues and track remediation actions across all Asia markets
  • Assist the drafting of conduct and fraud risk-related policies and associated guidelines and standards, and support Business Units (BU) in their conduct risk governance practices.
  • Partner with various BUs and oversight functions to implement a conduct and fraud risk oversight program that helps to standardize our approach to and reporting on conduct and fraud risk across Asia with strong alignment with the Global Compliance program.
  • Maintain close and effective communication and collaboration with stakeholders from local office, regional office and other control functions to facilitate a consistent approach to compliance across SLF Asia consistent with the Company's Global Compliance Program
  • Leverages regulatory and markets conduct best practices across all Asia markets.

Preferred skills / Compétences particulières
  • Financial services laws, rules and regulations as they pertain to global financial institutions, including knowledge of regulatory compliance requirements for jurisdictions under Asia's coverage. Awareness of Canadian regulatory requirements is a plus.
  • Strong understanding of conduct and fraud risk management, and experience developing global reporting and conduct and/fraud analytic tool to proactive detect and monitor the risks.
  • Self-motivation and proactive nature, with strong problem-solving abilities to effectively prioritize in a diverse and fast paced environment.
  • Ability to anticipate and spot potential conduct and fraud issues through trends and analyses.
  • Keen interest in driving a high performance culture
  • Flexible to work travels as necessary
  • Understanding of the role of an Integrated Risk Management Tool in facilitating a risk program; experience with RSA Archer is an asset.

Qualifications / Compétences
  • University degree and 10+ years of progressive experience within the financial services sector in Compliance, Risk or other oversight function.
  • Demonstrated expert level of understanding life insurance products and their relevant regulatory compliance principles.
  • Experience working in an OSFI-regulated environment, with alignment to a three lines of defence model.
  • Familiar with insurance compliance risks including market conduct and fraud in Asia
  • Excellent track records in planning and executing regional compliance risk strategies and governance.
  • Experience in senior stakeholders' management and ability to operate in a fast changing and growth environment.
  • Proven leadership ability, thinker and driver.
  • Aptitude and interest to lead and transform through technology and digital solutions.

Job Category:
Compliance

Posting End Date:
30/05/2025
22598543
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