Company Overview:
Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance
Position Overview:
As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization. You will work closely with the Head of Compliance and cross-functional teams to implement and enhance our compliance framework. This position will be based in Hong Kong and report directly to the APAC Head of Compliance. The budget ranges around 40-60k HKD in base salary with a great upside on the bonus.
Responsibilities:
- Collaborate with key stakeholders to interpret and apply regulatory requirements specific to hedge fund operations in the APAC region.
- Monitor and assess regulatory changes, ensuring timely communication to management and relevant teams.
- Develop and maintain compliance policies, procedures, and controls to mitigate legal and regulatory risks.
- Conduct compliance risk assessments and reviews, identifying areas of improvement and implementing remediation plans.
- Provide advice and guidance on compliance matters, including applicable laws, regulations, and industry best practices.
- Perform compliance monitoring and surveillance activities to detect and address potential violations or breaches.
- Conduct training sessions and workshops to promote compliance awareness and educate employees on relevant regulations.
- Establish and maintain effective relationships with regulatory authorities and industry bodies.
- Stay informed about emerging trends, developments, and best practices in hedge fund compliance.
- Assist in the preparation of compliance reports and presentations for senior management and board meetings.
- Collaborate with global compliance teams to ensure consistency and alignment with company-wide compliance objectives.
Qualifications and Skills:
- Bachelor's degree in finance, business, law, or a related field.
- Proven experience working in a hedge fund compliance role within the APAC region.
- Strong knowledge of relevant regulatory frameworks and requirements, including but not limited to SFC, and SEC regulations.
- Familiarity with hedge fund strategies, products, and operational processes.
- Excellent understanding of compliance principles and best practices within the financial services industry.
- Solid understanding of anti-money laundering (AML) and know-your-customer (KYC) regulations.
- Native level English is a must
