SUMMARY
- Manage a small team for the Banks AML & Compliance function
- Ensure the Bank to comply with the Banking Ordinance and other relevant rules and regulations
- To act as s72B Manager of the Banks AML & compliance function
- Keep abreast of updated regulations and report to the management
- formulate and execute all necessary measurements to control the risks
- Review and update the Banks internal policies and procedures to conform to the updated laws, regulations and rules
- Support Group Head (eg. Business Line) in the liaison with regulators and ad-hoc projects
- Perform regular compliance checking and AML reviews (eg. Account Opening documents)
- Enforce general compliance manual and provide necessary assistance and training to staff
- Provide advisory services to the senior management and business units on AML & Compliance related issues
- Handle and provide guidance for all AML & compliance related issues
- Coordinate with the Corporate Secretary to ensure the company records are current and correct
- Coordinate on-site and off-site review conducted by regulators and the appointed internal auditors
- Design and deliver trainings on all new legislation, guideline, regulation and code issued by the regulators periodically
- Handle and follow up on licensing issues (eg: SFC license) if necessary
- Provide support on any ad hoc compliance or AML related projects
- Support any ad hoc task or project assigned by the management
REQUIREMENT
- Have/Had working experience in the regulatory body (eg: HKMA) is a definite advantage
- Sound experience to communicate with regulators
- Degree in Business Administration, Risk Management, Law or related disciplines
- Minimum 10 years of solid experience in related job description, with at least 4 years in a managerial or leadership role within the Banking sector
- Familiar with banking operations and regulatory requirements such as Code of Conduct, HKMAs Supervisory Policy Manual etc.
- Professional qualifications under Enhanced Competency Framework (ECF) on Compliance, AML/CFT and/or Certified Anti-Money Laundering Specialist by ACAMS is preferred
- Sound knowledge in AML/CFT or compliance related issues
- Strong sense of responsibility, detail-oriented and able to work independently
- Good command of written and spoken English & Cantonese
Any interested party please submit your detail resume with existing and expected compensation package (basic salary, bonus, allowance, etc.) for application.