VP/ Director grade, senior settlement

Responsibilities:

• Manage and supervise the daily trade booking and settlement operations for Company products (Equities, Derivatives, Fixed Income product, Repo, Reverse Repo and Derivative Structured products).
• Perform trade processing and settlement functions, prepare settlement instruction under Clearing platform (Euroclear, CMU, Fedwire etc.).
• Monitor the settlement status, collaborate with counter party and business team to resolve potential settlement failure.
• Follow up with Exchange and/or other parties on any failure cases.
• Ensure compliance with all relevant rules, regulatory and associated reporting requirements (eg. LOP, Hong Kong Trade Repository etc.) as mandated by the firm and applicable regulatory bodies.
• Liaise with internal and external counterparties on any settlement related issues and enquiries.
• Review department delivery processes with a view to ensure smooth workflow within the department, reduce turnaround times and achieve efficiency.