ASSO, Quality Assurance Officer, Equity Sales & Derivatives

The Role

ASSO, Quality Assurance Officer, Equity Sales & Derivatives

Key Accountabilities

• Maintain and implement general risk control and management policy for Equity Sales & Derivatives Department(ESD) to meet all regulatory requirements and company policies;
• Provide support in carrying out the risk control tasks;
• Perform trade surveillance for ESD;
• Perform risk assessments and identify potential risk areas for ESD
• Liaise with and carry out risk control reviews with Risk Management Department to ensure the risk control policy is running smoothly and abnormal situations are dealt with immediately;
• Provide administration support to Quality Assurance, and
• Other duties as assigned.

Skills & Experience

• Bachelor Degree in business, accounting, law or related disciplines
• Minimum 1 year of working experience in financial industry, esp. brokerage business, is preferred
• Able to perform multi-tasks, attentive to details with good quality and accuracy
• A team member with excellent communication and interpersonal skills
• Good computer skills, including MS Word, Excel, Powerpoint and Chinese Word Processing
• Good spoken in English and Chinese (both Cantonese and Mandarin)

Other Information

Notes to applicants:

• Please apply in strict confidence with full resume, academic record, current and expected salaries.
• The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months.
• Candidates with Enhanced Competency Framework (ECF): please state on the CV.

About BOCI

As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited (“BOCI”), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career for supporting our group.