Deputy Head of IBD, Corporate Finance

Our Client-Chinese Securities Firm is seeking IBD, Corporate Finance Deputy Head

Green Lake Executive Search Co. Limited - Hong Kong - Full time

Salary: HK$1 - HK$2

Responsibilities:

  • Serve as a Responsible Officer (RO) for SFC Type 1 and 6 licenses, fulfilling regulatory obligations.
  • Collaborate in formulating annual business plans, establish goal-tracking mechanisms, and drive implementation to ensure effective execution of group strategies.
  • Coordinate cross-departmental resource integration and develop collaborative business development models.
  • Expand key client segments.
  • Build and lead a professional investment banking team, establishing talent development systems and performance evaluation mechanisms.
  • Strengthen compliance frameworks, lead project risk assessments, and optimize internal control processes.
  • Ensure all regulated activities.

Requirements:

  • Licensed SFC Responsible Officer (RO) for Type 1 and 6 activities.
  • 8+ years of hands-on experience in Hong Kong investment banking, including 3+ years in team leadership.
  • Proven track record in end-to-end execution of complex transactions (e.g., IPOs, bond issuances, M&A, restructuring).
  • Fluency in English, Mandarin, and Cantonese, with cross-border business communication expertise.
  • In-depth knowledge of HKEX Listing Rules and Hong Kongs financial regulatory framework.
22669940
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