Team Lead, Middle Office Trade Operation – Investment Bank

Company Our client is a leading International Investment Bank with a fast-paced and collaborative culture. This powerhouse is seeking for a Middle Office Trade Operations Team Leader to manage a small team. The Role: Review guarantee terms and conditions, suggesting modifications, and coordinating with stakeholders to finalize the output template, ensuring it meets client needs and complies with the Bank's guidelines. Perform the responsibilities of 'A' level signatory on documents related to gu

DARMAX GLOBAL - Hong Kong - Full time

Salary: Competitive salary package

Company

Our client is a leading International Investment Bank with a fast-paced and collaborative culture.

This powerhouse is seeking for a Middle Office Trade Operations Team Leader to manage a small team.

The Role:

  • Review guarantee terms and conditions, suggesting modifications, and coordinating with stakeholders to finalize the output template, ensuring it meets client needs and complies with the Bank's guidelines.
  • Perform the responsibilities of 'A' level signatory on documents related to guarantees.
  • Collaborate with stakeholders to improve and streamline the processing workflow for greater efficiency and effectiveness.
  • Monitor workload and processing flows to ensure procedures are correctly followed, enabling the achievement of Quality Targets.
  • Assess irregular and problematic transactions while guiding staff on appropriate follow-up actions.
  • Oversee the implementation of operational permanent control policies and procedures in daily operations
  • Ensure that team members adhere to regulatory requirements, vigilance policies, and internal guidelines.
  • Report all incidents in accordance with the Incident Management System.
  • Ensure Operational Procedures are documented, distributed, and kept up to date.
  • Reduce operational failures, including but not limited to fraud risks, by developing and implementing sufficient regular controls.
  • Perform duties related to Anti-Money Laundering/Financial Sanctions (AML/FS) as an integral part of the control framework.

 

Essential Skills & Experience:

  • 5 – 7 years of experience in a team within Middle Office Trade Operations
  • Nice to have: Bank Guarantee knowledge, including the different types of guarantees and processing flows
  • Fluent English speak but must also be fluent in Cantonese
  • You are influential leader, adaptable, and multi-tasker

 

22677615
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