Senior Dealer/Vice President – Securities Department

Job Responsibilities:

• Lead cross-functional projects to improve trading workflows, implement new product or integrate technology solutions (e.g., algorithmic tools).
• Monitor real-time market data, news, and trends to identify opportunities and mitigate risks with sales and internal departments.
• Collaborate closely with sales,  risk management, and operations teams to align different projects with client needs and firm objectives.
• Manage companys trading activities are compliance with both HK and US regulations (SEC, FINRA, SFC).
• Execute and manage trades in US equities, equity options, and related derivatives. 
• Mentor dealers, fostering a culture of knowledge-sharing and continuous improvement. 
• Build and maintain strong relationships with brokers, Institutional/HNV clients, and internal stakeholders through clear and proactive communication. 
• Thrive under pressure by prioritizing tasks effectively in fast-moving markets.

Job Requirements:

• Bachelors degree in Finance, Economics, or related field.
• Minimum 5 years of experience trading US equities/options.
• Project management experience in trading-related initiatives.
• Deep knowledge of US market structure, operation, and regulatory frameworks.
• Proficiency in trading platforms (Bloomberg, Winds, Fidessa) and tools (Excel/VBA, Python) is a plus.
• Global Futures/derivative and VA dealing experience is a plus. 
• Margin financing experience is a plus.
• Outstanding communication skills in English and Mandarin.
• Proven ability to work under pressure, make quick decisions, and adapt to market volatility.
• Leadership experience or demonstrated potential to manage a team.
• Less experience will be considered as Senior dealer.