Associate, AML General Enquiry & EWSS Batch Screening

See job description for details

DBS Bank (Hong Kong) Limited - Hong Kong - Full time

Salary: Competitive

Job Objective:
The Virtual Account (VA) Screening Team is responsible for conducting the Name Screening function as well as the Static Data Point Quality Assurance sampling to support the on-boarding and on-going monitoring of Virtual Account Customers in accordance with the internal policies and guidelines.
Principal Responsibilities:
  • Conduct daily name screening on Virtual Account customers through collaboration of stakeholders (i.e. Relationship Manager, FCSS advisory, GTS etc.)
  • Perform static data point quality assurance sample check on both newly on-boarded and existing Virtual Account customers
  • Compile MIS statistics and commentary for reporting to Committees
  • Maintain high standard of excellence in handling queries in relations to virtual account name screening
  • Keep abreast of local and global AML/CFT developments that impact the name screening process
  • Assist in policy implementation and conducting gap analysis to the revisions to local and Group guide on Name Screening Alerts Management
  • Assist to perform annual review on the VA Screening Operating Manual
Key Accountabilities:
  • Provide support to IBG and GTS to ensure compliance with local and Group guide on Name Screening Alerts Management for VA customers
  • Complete the Name Screening cases assigned within the designated timeframe at a highly efficient and vigilant manners
  • Assist in ad-hoc assignments relating to VA Name Screening (e.g. UAT)
  • Assist to recommend process and system improvement without compromising the required controls
Relevant Experience:
  • Minimum 5 years' relevant experience in banking industry (Candidate with less experience will be considered for the post of Analyst)
Functional / Technical Competencies:
  • Attentive to details, diligent and proactive with growth mindset
  • Compliant and risk control oriented
  • Good analytical / problem solving skills
  • Good communication and interpersonal skills
  • Team player with strong sense of ownership
  • Knowledge of AML regulatory requirement, banking operations and financial product
  • Proficiency in the use of MS office including Excel and PowerPoint
Education and Professional Qualification:
  • Bachelor degree or with equivalent KYC related working experience within the financial service industry
22681030
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