Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)

Responsibilities: Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks Review KYC profiles, account opening / review documents Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review Work closely w

Bank Of China (Hong Kong) Limited - Hong Kong - Full time

Salary: Competitive

Responsibilities:
  • Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks
  • Review KYC profiles, account opening / review documents
  • Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review
  • Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business
  • Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable
  • Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense
  • Assist to conduct training to promote compliance culture
  • Assist to investigate suspicious transaction
  • Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements
  • Provide staff training where required
  • Assist on other ad hoc tasks as assigned
Requirements:
  • Degree or above
  • 4+ years working experience in banking and finance, at least 2 years in relevant private banking AML Compliance. Strong AML knowledge is an advantage
  • Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks
  • Proficient in written, spoken English AND Chinese
  • Familiar with HKMA/SFC regulatory requirements
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