Operation Officer / Senior Officer - Crypto

Responsibilities: Client Onboarding and KYC Processes Oversee and manage the Know Your Customer (KYC) process for both new and existing clients, ensuring compliance with regulatory standards and internal policies. Conduct thorough reviews of customer profiles, KYC documents, and due diligence data during onboarding and periodic reviews. Analyze KYC information to identify potential risks associated with customers and recommend appropriate actions. Collaborate with compliance and risk management

Futu Securities International (Hong Kong) Limited - Hong Kong - Full time

Salary: Competitive

Responsibilities:
Client Onboarding and KYC Processes

  • Oversee and manage the Know Your Customer (KYC) process for both new and existing clients, ensuring compliance with regulatory standards and internal policies.
  • Conduct thorough reviews of customer profiles, KYC documents, and due diligence data during onboarding and periodic reviews.
  • Analyze KYC information to identify potential risks associated with customers and recommend appropriate actions.
  • Collaborate with compliance and risk management teams to ensure all KYC processes align with local and international regulations.
  • Conduct gap analyses on current policies and procedures to address regulatory changes and audit findings.
  • Prepare detailed reports on KYC activities and present findings to senior management.

Settlement and Payment Operations

  • Approve Virtual Asset (VA) transfers, ensuring proper checks and compliance measures are completed before execution.
  • Handle client instructions and inquiries related to Fiat and VA transactions.
  • Liaise with the front office, brokers, and external parties to follow up on settlement-related issues.
  • Ensure all transactions comply fully with internal and external rules and regulations.
  • Process inward and outward remittances, including data entry, document filing, and record-keeping as required.
  • Escalate issues to the Team Manager in a timely and proactive manner.
  • Manage in daily Fiat and VA reconciliation

Fiat and Virtual Asset (VA) Processing

  • Process Fiat and VA inbound/outbound transactions for clients and brokers.
  • Perform daily settlement of Fiat and VA transactions to ensure accuracy and compliance.

Operational Efficiency and System Enhancements

  • Assist in system modifications and participate in User Acceptance Testing (UAT) for new or updated systems.
  • Provide input and support for process improvements to enhance operational efficiency.

Requirements:

  • Bachelor's degree in Finance, Business Administration, Accounting, or related field.
  • Fresh graduates are welcome to apply; a passion for excelling in the cryptocurrency space is highly desirable.
  • 1-2 years of relevant experience in brokerage firms, banking, or cryptocurrency exchanges is preferred.
  • Basic understanding of financial or cryptocurrency trading businesses.
  • Good knowledge of cryptocurrency operations.
  • Responsible for managing the full set of settlements for Fiat and Virtual Assets (VA), as well as performing related operational duties.
  • Strong interpersonal, communication, and organizational skills, with a high sense of responsibility and a positive "can-do" attitude.
  • Thrives in a fast-paced environment, self-motivated, and able to work under pressure.
  • Fluent in written and spoken English, Cantonese, and Putonghua.
  • A strong team player with a collaborative mindset.
  • Strong computer skills, with proficiency in MS Word and Excel; coding knowledge is an advantage but not required.
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