Settlement - Associate (Equity/Fixed Income)

Responsibilities:

• Oversee the post-trade processing of equities/derivatives trades and hedges.
• Collaborate with traders, counterparties, and brokers to ensure timely and accurate trade execution and confirmation.
• Manage the settlement process for derivatives transactions, including daily reconciliation of trades and positions.
• Resolve discrepancies and issues related to trade settlements and position management in a timely manner.
• Monitor and ensure compliance with internal controls, policies, and regulatory requirements related to derivatives operations.
• Support risk management initiatives by identifying and mitigating operational risks and implementing best practices.
• Prepare and maintain accurate records and reports related to derivatives trading and operations.
• Generate and review reports for internal stakeholders and regulatory authorities as required.
• Identify opportunities for process improvements and efficiency gains in derivatives operations.
• Work with IT and other departments to implement system enhancements and automation solutions.
• Serve as a primary point of contact for internal and external stakeholders regarding derivatives operations.
• Address and resolve any operational issues or inquiries promptly and professionally.

Requirements:

• Bachelors Degree in Finance, Economics, Business Administration, or related disciplines
• Minimum 3 years of settlement experience in securities brokerage industry or banking
• Hands-on experience in Clearstream and Euroclear
• Knowledge of securities, fixed Incomes Listed and OTC derivatives and Structure Products Settlement
• Perform other ad-hoc projects and assignments as required
• Proficiency with MS Suite, specifically Excel.
• Good command of spoken and written English and Chinese (Cantonese & Mandarin)
• The successful candidate(s) might be required to work on Public Holidays